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LOI Considerations

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To evaluate your offer fully, please address the following in your LOI:

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Structure

  • Price: cash, stock, and any earnout provisions (if applicable)

  • Structure: stock or asset purchase

  • Indemnity caps, baskets

  • Indemnity terms: who will be providing indemnity (stockholder, major stockholders, Seller, et. al.); will obligations be joint and several (if more than one indemnifying party)

  • Survival period for reps and warranties, including categorization of fundamental vs. non-fundamental reps

  • Escrow amount (if any), including time period

  • Working capital framework (including adjustments and mechanics)

  • Terms of employment for management (if any)

  • Restrictive covenants for management (if any)

  • Venue and state for conflict resolution

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Process

  • Internal process to approve the transaction

  • Estimated start date and end date for due diligence

  • Estimated date of first draft of purchase agreement

  • Estimated closing date for the transaction​​

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Please feel free to include any additional information that helps frame your LOI.  Please contact James Marciano at james@tuckadvisors.com or 619-277-5379 with any questions. The deadline for submission is day/month/year.

 

Source: https://www.tuckadvisors.com/loi-guidelines

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An investment bank for entrepreneurs. Tuck Advisors. Copyright 2025. 

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